SEC.gov | Two Robinhood Broker-Dealers to Pay $45 Million in …
3 days ago · The SEC’s order finds that Robinhood Securities violated Rules 200(g), 203(b)(1), and 204(a) of Reg SHO. The order further finds that both firms violated Rule 30(a) of …
Robinhood SEC charges: Firm to pay $45 million in penalties
2 days ago · The Securities and Exchange Commission said popular fractional ownership trading platform Robinhood violated more than 10 laws between 2018 and 2024.
SEC Fines Robinhood $45 Million in Settlement of Securities Law …
2 days ago · Robinhood has agreed to a $45 million settlement with the U.S. Securities and Exchange Commission (SEC) following allegations of violating multiple securities laws.
Robinhood Agrees to $45 Million SEC Settlement Over Past …
1 day ago · Robinhood Markets, Inc. (NASDAQ:HOOD) shares are trading slightly higher in the premarket session on Tuesday. The U.S. Securities and Exchange Commission (SEC) …
Robinhood to Pay $45 Million Fine to Settle SEC Charges
3 days ago · Robinhood was hit with $45 million in fresh fines from the Securities and Exchange Commission on Monday, the latest reprimand that the crypto-favorite brokerage has received …
Robinhood to pay $45 million settlement over SEC violations
1 day ago · Online trading firm Robinhood Markets HOOD.O has agreed to pay $45 million to settle U.S. Securities and Exchange Commission charges over record keeping, trade reporting …
Robinhood to Pay $45 Million SEC Settlement Over Data Breach, …
Two brokerage units of Robinhood Markets HOOD-1.22%decrease; red down pointing triangle agreed to pay $45 million to settle an investigation by the Securities and Exchange …
Robinhood to pay $45 million to settle SEC charges over …
2 days ago · Online trading firm Robinhood Markets has agreed to pay $45 million to settle U.S. Securities and Exchange Commission charges over record keeping, trade reporting and other …
SEC Charges Robinhood Financial With Misleading Customers …
Dec 17, 2020 · The Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from …
SEC.gov | In the Matter of Robinhood Financial, LLC Admin. Proc.
In the Order, the Commission found that, from 2015 to September 2018, Robinhood violated the federal securities laws by making misstatements regarding: its sources of revenue obtained …