SEC chairman announces new crypto regulation rules to clarify market oversight, aiming to reduce costs and merge securities ...

The Staff noted that Securities Exchange Act (SEA) Rule 15c3-3 (b) only applies to securities carried by a broker-dealer. Accordingly, if a broker-dealer carries non-security crypto assets (e.g., ...

Aardvark Therapeutics, Inc. (Aardvark) (Nasdaq: AARD), a clinical-stage biopharmaceutical company focused on developing novel, small-molecule therapeutics to activate innate homeostatic pathways for ...

On April 10, the Securities and ... performing policy-making functions typically performed by executive officers and directors. For example, spot crypto exchange-traded products have a sponsor ...

May 2 (Reuters) - Presidential adviser Elon Musk's Department of Government Efficiency (DOGE) is expanding its presence at the U.S. Securities and Exchange ... oversight functions at the regulator ...

Endorsed by the Trump administration, the move aims to transfer PCAOB responsibilities to the Securities and Exchange Commission (SEC ... the PCAOB imposes unnecessary costs and duplicates SEC ...

The first CRA resolution nullifies the CFPB’s overdraft rule, a regulation that would have imposed price caps on overdraft ...

The Consumer Product Safety Commission works to protect Americans from dangerous products and issuing recalls and warnings. It's the latest attempt by Trump to exact control over independent agencies.

Regulation SHO is a set of rules from the Securities and Exchange Commission (SEC ... Broker-dealers loan securities to clients for the purpose of short selling. The SEC implemented Regulation ...

Hester Peirce has compared the resale of NFTs to music and video streaming royalties The SEC's newly established Crypto Task ...