The broker had not maintained the daily reconciliation statement during the inspection period, made incorrect reporting of margin collection to the exchange and had not correctly reported the details ...

Sebi has fined Anand Rathi Shares & Stock Brokers Ltd Rs 5 lakh for violating regulatory norms, including misusing client funds and failing to maintain records.

In its probe, SEBI observed that funds of credit balance clients were mis-utilized for meeting the obligations of debit balance clients and/or for its own purpose. The amount of misutilization ranged ...

SEBI bars financial influencers from using real-time stock data, shifting focus to genuine education over quick tips.

The Securities and Exchange Board of India (Sebi) has drawn distinct lines differentiating educators and financial influencers with its latest clarifications on the sharing of live trading data. Along ...

Coming down heavily on financial influencers (finfluencers) providing unauthorised advice or making unapproved return claims, ...

Markets regulator, Securities and Exchange Board of India (SEBI) has cancelled the registrations of four stock brokers—Single ...

In four separate orders, Sebi (Securities and Exchange Board of India) explained the main reason for the cancellation of the ...

The capital markets regulator, SEBI, revoked the registrations of four stock brokers on Wednesday. The entities affected ...

A fresh directive from Sebi reinforces existing regulations barring registered intermediaries from having direct or indirect ...

Influencers can't talk about specific stocks with live prices and even asset management companies or other registered ...

Following the proper procedures outlined in the Intermediaries Regulations, 2008, SEBI has cancelled the registration ...