The SEC’s Division of Enforcement intends to remain a “cop on the beat,” and will refocus on traditional core enforcement areas, such as ...

They are closely linked to the clearing facilities through which post-trade activities are completed for securities and derivatives traded on the exchange. An exchange centralizes the communication of ...

An illustration of a magnifying glass. An illustration of a magnifying glass.

Regulation SHO is a set of rules from the Securities and Exchange Commission (SEC) implemented in 2005 that regulates short sale practices. Regulation SHO established "locate" and "close-out ...

the crypto exchange was still entangled in a yearslong lawsuit pushed by the Securities and Exchange Commission. The new SEC under President Donald Trump dropped the case in February. The last ...

The Islamic Finance Research Institute of Ghana (IFRIG) has held a pivotal engagement with Ghana's Securities and Exchange Commission (SEC). The meeting of April 30, 2025, was held at the SEC ...

Bounchai Wedmakawand / Getty Images Enacted in 2020, U.S. Securities and Exchange Commission Reg BI aims to ensure that broker-dealers prioritize their clients' interests over their own when ...

Gurbir-Grewal.Securities-and-Exchange-Commission.com is a non-official website on Gurbir Grewal, Director of the SEC’s Division of Enforcement.

The Commodity Futures Trading Commission ("CFTC") and the Securities and Exchange Commission ("SEC") (collectively, "we" or "Commissions") are adopting amendments to Form PF, the confidential ...

The U.S. Securities and Exchange Commission (SEC), Ripple Labs, co-founder Christian Larsen, and CEO Brad Garlinghouse filed a joint settlement agreement letter on May 8, lawyer James Filan ...

the Securities and Exchange Board of India said on Thursday. As part of the settlement, Sharma has been prohibited from accepting fresh employee stock options (ESOPs) from any listed company for ...

the Federal Communications Commission and the Securities and Exchange Commission that — according to laws passed by Congress and signed by Trump’s predecessors — are supposed to enjoy some ...