Sebi-registered intermediaries are not allowed to make or receive payments or share client information with anyone engaged in ...

A fresh directive from Sebi reinforces existing regulations barring registered intermediaries from having direct or indirect ...

SEBI prohibits intermediaries from sharing client data with entities offering unauthorised financial advice or making ...

The Securities and Exchange Board of India (SEBI) has clarified that intermediaries cannot share client information or make transactions with unapproved advisors. This move, detailed in the latest ...

Following the proper procedures outlined in the Intermediaries Regulations, 2008, SEBI has cancelled the registration ...

New Delhi, Markets regulator Sebi on Wednesday cancelled the registration of four stock brokers Single Window Securities, ...

Sebi, the markets regulator, cancelled the registration of four stock brokers for failing to meet regulatory requirements.

e.g. if a broker associates with a person (who is promoting insurance product) engaged in any of the two prohibited activities, it would be violation of the SEBI regulations since the Intermediaries ...

SEBI has clarified that the main objective of the iSPOT portal is to simplify the reporting of technical glitches across MIIs ...