Sec. 541 imposes a 20% tax on the undistributed personal holding company income of a personal holding company. Initially ...

About one-third of Reg A issuers have used Reg D, and about 6% have utilized Reg CF. Reg D is the most efficient path as it ...

OPA said upon its review of DRT’s revocations of nonprofit organizations that are not in compliance with regulatory requirements, it identified a significant lapse in DRT’s oversight procedures.

THE Securities and Exchange Commission (SEC) is aiming to continue its reforms and initiatives to help keep the country off the Financial Action Task Force’s (FATF) gray list ahead of the scheduled ...

Payments under a compensation arrangement are presumed to be reasonable if a nonprofit organization satisfies the following three requirements: The compensation arrangement is approved in advance ...

The firm has launched its latest innovation, BetaNXT ReservePro, to seamlessly comply with the Securities ... into organizations well ahead of the deadline for adopting the new frequency ...

Vikki Velasquez is a researcher and writer who has managed, coordinated, and directed various community and nonprofit organizations ... is a list of securities whose transactions failed to ...

This expansion comes at a critical time, as the SEC has introduced new and more ... offering custom advice and investment solutions for nonprofit organizations and other institutional clients.

Some banks provide specialized accounts and services for nonprofits, which are compatible with a charitable organization ... balance requirements and opening deposit. Each nonprofit business ...

For example, in March 2023, the SEC brought an enforcement action against Blackbaud, a public company that provides donor data management software to non-profit organizations, and simultaneously ...

The Sierra Club said it is also disappointed that the SEC’s final rule “eliminates key requirements ... represented by nonprofit environmental law organization Earthjustice, said in a ...