Crowdfund Insider15d
SEC Updates Data on Exempt Securities Including Reg D, Reg CF, Reg A
The Division of Economic and Risk Analysis (DERA) at the Securities and Exchange Commission (SEC) has provided an update ...
Accounting Today13d
SEC approves PCAOB rule change on deregistering firms
The PCAOB will be able to address situations in which a registered firm has ceased to exist, is nonoperational, or no longer wishes to remain registered.
JD Supra9d
SEC Brings Charges for Failure to File Form D Notice in Connection with Exempt Securities Offerings under Regulation D
On December 20, 2024, the Securities and Exchange Commission (“SEC”) announced charges against two private companies and a registered ...
cfodive12d
SEC gives PCAOB more leeway in de-registering accounting firms
The new rule under the Public Company Accounting Oversight Board partly aims at ensuring that non-compliant accounting firms ...