The SEC proposed the 203-page rule that created the CAT in 2010 and passed it in 2012. The database is funded by its participants — the Financial Industry Regulatory Authority (FINRA) and 26 ...

Now, the Consolidated Audit Trail no longer collects identifying information on American traders.Monday, four Democratic ...

The US Securities and Exchange Commission (SEC ... which some have argued will heap scorn onto the industry and undermine its search for legitimacy. “With Donald Trump, you get the entire ...

Binance and the US Securities and Exchange Commission reached an agreement to avoid a full asset freeze of the platform in the US and keep customer assets in the United States, after a US district ...

NEW YORK, April 4 (Reuters) - The U.S. Securities and Exchange Commission is nearing a settlement with a former Coinbase Global Inc (COIN.O), opens new tab product manager in a landmark case of ...

The US Securities and Exchange Commission asked a federal judge to ignore parts of a recent ruling in the regulator’s litigation with Ripple Labs Inc., saying the decision doesn’t square with ...