The U.S. Securities and Exchange Commission charged New York-based Unicoin Inc. and three of its senior officers with fraud.

Whitecap Resources Inc. ("Whitecap") (TSX: WCP) intends to file a certification with the U.S. Securities and Exchange Commission (the "SEC") today in order to terminate the registration, and its ...

Advisor Jeffrey Cutter is appealing the lone guilty verdict handed down last month in his trial in a SEC civil case.

State Treasurer Larry Pack is joining a growing chorus calling on Chinese companies to be delisted from the New York Stock ...

Dozens of fund issuers have petitioned the Securities and Exchange Commission for the ability to combine mutual funds and ETF ...

The SEC's recent settlements and dismissals of high-profile securities violations cases against cryptocurrency companies ...

The Staff noted that Securities Exchange Act (SEA) Rule 15c3-3 (b) only applies to securities carried by a broker-dealer. Accordingly, if a broker-dealer carries non-security crypto assets (e.g., ...

XRP creator Ripple has faced scrutiny from the U.S. Securities and Exchange Commission since 2020. The SEC just agreed to settle its case against Ripple and reduced the proposed financial penalty ...

(Reuters) -Wall Street's top regulator the U.S. Securities and Exchange Commission saw the biggest drop in staff numbers at ...