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Securities&Exchange Commission Union-NTEU

Labor union in Washington, United States
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We make markets work better. Founded to help our country respond to the Great Depression, we’re the agency that protects investors from …

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Frequently asked questions

Q:
Does paragraph (b) of Exchange Act Rule 15c3-3 apply to crypto assets that are not securities?
A:
A1: No. Paragraph (b) of Rule 15c3-3 applies only to securities carried by a broker-dealer for the account of customers or for a proprietary securities...
A:
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